I am having trouble verifying how the rules regarding capital requirements changed between 2002 and 2004 for financial institutions.
I am looking for an insider who could help me understand the requirements.
In particular, I want to understand how the 1/1/2002 Recourse Rule and the 2004 SEC regulation affecting broker dealers that are part of a CSE affected the ability of financial institutions to use leverage.
If you are an insider who knows this stuff or who knows an insider who knows this stuff and can speak to me, it would be much appreciated. All conversations and emails will be off the record if so desired.
My email is russroberts followed by the at sign, followed by gmail.com.
